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"https://www.asc.ca/en/registrant-and-market-regulation/-/media/FA6858C6B4CF482F9B1049B7857FB07B.ashx", "quote": "TSX operates a national exchange for senior issuers separately from the national exchange for junior issuers operated by TSX Venture Exchange", "source_date": "3rd day of September, 2002" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms TSX operates a national exchange for senior issuers separately from TSX Venture Exchange (junior issuers) and supports the jurisdiction bindings related to OSC recognitio", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "rules_page", "value": { "title": "Toronto Stock Exchange Rule Book", "url": "https://www.tsx.com/en/resource/1464", "effective": "September 14, 2026" }, "read_at": "2026-10-31T01:43:36Z", "pages_checked": [ "https://www.tsx.com/en/resource/1464", "https://www.tse.com", "https://investors.tmx.com/English/about-us/overview/default.aspx", 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"pages_checked": [ "https://www.tse.com", "https://investors.tmx.com/English/about-us/overview/default.aspx", "https://cd.test.asc.ca/en/registrant-and-market-regulation/exchanges-alternative-trading-systems-clearing-agencies-trade-repositories-information-processors", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/FA6858C6B4CF482F9B1049B7857FB07B.ashx", "https://www.ontario.ca/laws/statute/90t15", "https://www.tsx.com/en/resource/83", "https://www.tsx.com/en/resource/1464", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/tmx-group-inc-and-tsx-inc-rule-review-notices", "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/market-regulation?lang=en", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/tmx-group-inc-and-tsx-inc-rule-review-notices/request-comments-amendments-tsx-0" ] }, { "name": "participant_roles", "value": [ { "role": "Participating Organization", "qualification": "must be a member in good standing of a recognized self-regulatory organization that is a participating institution in the Canadian Investor Protection Fund", "responsibilities": "comply with and be bound by Exchange Requirements" } ], "read_at": "2026-10-31T01:43:36Z", "pages_checked": [ "https://www.tsx.com/en/resource/83", "https://www.tse.com", "https://investors.tmx.com/English/about-us/overview/default.aspx", "https://cd.test.asc.ca/en/registrant-and-market-regulation/exchanges-alternative-trading-systems-clearing-agencies-trade-repositories-information-processors", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/FA6858C6B4CF482F9B1049B7857FB07B.ashx", "https://www.ontario.ca/laws/statute/90t15", "https://www.tsx.com/en/resource/1464", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/tmx-group-inc-and-tsx-inc-rule-review-notices", 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"https://www.cds.ca/participants/settlement-and-clearing/trade-clearing-and-settlement/sources-of-exchange-trades" ], "conflict": { "values": [ { "value": [ { "settlement_system": "CDSX", "operator": "CDS", "approved_sources_of_exchange_trades": [ "Toronto Stock Exchange", "TSX Venture Exchange", "Alpha Exchange Inc" ] } ], "source_url": "https://www.cds.ca/participants/settlement-and-clearing/trade-clearing-and-settlement/sources-of-exchange-trades", "quote": "CDS recognizes three types of marketplaces as sources of exchange trades for settlement in CDSX:", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt lists recognized marketplaces for CDSX settlement but does not explicitly confirm the exact list of \"approved_sources_of_exchange_trades\" (e.g., \"Alpha Exchange Inc\" is mentioned ", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "change_notices", "value": [ { "id": "Ops Notice 2026-020", "title": "Change in Settlement Schedule for the Canada Day Holiday", "date": "June 24, 2026", "summary": "All trades on Tuesday June 30, 2026 will be for Special Settlement on Thursday, July 02, 2026." } ], "read_at": "2026-10-31T01:43:39Z", "pages_checked": [ "https://www.tsx.com/entrading/toronto-stock-exchange/trading-notices/2022-archive?id=1134", "https://www.tse.com", "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://www.tsx.com/en/resource/1464", "https://www.tsx.com/en/resource/83", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-toronto-stock-exchange", "https://www.britannica.com/topic/Toronto-Stock-Exchange", "https://www.ontario.ca/laws/statute/90t15", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/tmx-group-inc-and-tsx-inc-recognition-orders", "https://www.cds.ca/participants/settlement-and-clearing/trade-clearing-and-settlement/sources-of-exchange-trades" ], "source_url": "https://www.tsx.com/entrading/toronto-stock-exchange/trading-notices/2022-archive?id=1134", "source_date": "June 24, 2026", "period": "June 30, 2026 - July 02, 2026" }, { "name": "sources", "value": "not_found", "read_at": "2026-10-31T01:43:39Z", "pages_checked": [ "https://www.tse.com", "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://www.tsx.com/en/resource/1464", "https://www.tsx.com/en/resource/83", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-toronto-stock-exchange", "https://www.britannica.com/topic/Toronto-Stock-Exchange", "https://www.ontario.ca/laws/statute/90t15", "https://www.tsx.com/entrading/toronto-stock-exchange/trading-notices/2022-archive?id=1134", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/tmx-group-inc-and-tsx-inc-recognition-orders", 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However, the \"venue\" claim (\"TSX Venture Exchange Inc.\") is not ", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "rules_page", "value": "not_found", "read_at": "2026-10-31T01:43:48Z", "pages_checked": [ "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/D2636CC9415F441BBF5E19555E917CDF.ashx", "https://www.tsx.com/en/resource/184", "https://www.millerthomson.com/en/insights/publications/doing-business-in-canada/canadian-securities-laws-what-foreign-companies-and-investors-need-to-know/", "https://www.tsx.com/ebooks/en/technical-guide-to-listing/", "https://www.tsx.com/en/resource/1465", "https://fcaa.gov.sk.ca/public/CKeditorUpload/Securities/Exemptions/2026/TSX_Venture_Exchange_Inc_s_21_1_July_10_2026.pdf", "https://www.tsx.com/en/resource/429", "https://www.tsx.com/en/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources/tsx-venture-exchange-corporate-finance-manual/tsxv-corporate-finance-manual-policies" ], "conflict": { "values": [ { "value": { "title": "TSX Venture Exchange Rule Book", "url": "https://www.tsx.com/en/resource/1465", "effective": "September 14, 2026" }, "source_url": "https://www.tsx.com/en/resource/1465", "quote": "TSX VENTURE EXCHANGE RULE BOOK", "source_date": "Effective September 14, 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the title (\"TSX Venture Exchange Rule Book\") and the effective date (\"September 14, 2026\"), but the URL's validity cannot be verified from the provided excerpt alone.", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "halts", "value": [ { "type": "Exchange trading halt", "applies_to": "Issuer's Listed Shares", "reasons": [ "the Issuer is not in compliance with the terms of its Listing Agreement or Exchange Requirements", "circumstances exist which, in the opinion of the Exchange, could materially affect the public interest" ], "source": "TSXV Policy 2.9 Trading Halts, Suspensions and Delisting" } ], "read_at": "2026-10-31T01:43:48Z", "pages_checked": [ "https://www.tsx.com/en/resource/429", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/D2636CC9415F441BBF5E19555E917CDF.ashx", "https://www.tsx.com/en/resource/184", "https://www.millerthomson.com/en/insights/publications/doing-business-in-canada/canadian-securities-laws-what-foreign-companies-and-investors-need-to-know/", "https://www.tsx.com/ebooks/en/technical-guide-to-listing/", "https://www.tsx.com/en/resource/1465", "https://fcaa.gov.sk.ca/public/CKeditorUpload/Securities/Exemptions/2026/TSX_Venture_Exchange_Inc_s_21_1_July_10_2026.pdf", "https://www.tsx.com/en/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources/tsx-venture-exchange-corporate-finance-manual/tsxv-corporate-finance-manual-policies" ], "source_url": "https://www.tsx.com/en/resource/429", "source_date": "as at March 31, 2026" }, { "name": "calendar", "value": "not_found", "read_at": "2026-10-31T01:43:48Z", "pages_checked": [ "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/D2636CC9415F441BBF5E19555E917CDF.ashx", "https://www.tsx.com/en/resource/184", "https://www.millerthomson.com/en/insights/publications/doing-business-in-canada/canadian-securities-laws-what-foreign-companies-and-investors-need-to-know/", "https://www.tsx.com/ebooks/en/technical-guide-to-listing/", "https://www.tsx.com/en/resource/1465", "https://fcaa.gov.sk.ca/public/CKeditorUpload/Securities/Exemptions/2026/TSX_Venture_Exchange_Inc_s_21_1_July_10_2026.pdf", "https://www.tsx.com/en/resource/429", "https://www.tsx.com/en/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources/tsx-venture-exchange-corporate-finance-manual/tsxv-corporate-finance-manual-policies" ] }, { "name": "clearing_house", "value": "not_found", "read_at": "2026-10-31T01:43:48Z", "pages_checked": [ "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/D2636CC9415F441BBF5E19555E917CDF.ashx", "https://www.tsx.com/en/resource/184", "https://www.millerthomson.com/en/insights/publications/doing-business-in-canada/canadian-securities-laws-what-foreign-companies-and-investors-need-to-know/", "https://www.tsx.com/ebooks/en/technical-guide-to-listing/", "https://www.tsx.com/en/resource/1465", "https://fcaa.gov.sk.ca/public/CKeditorUpload/Securities/Exemptions/2026/TSX_Venture_Exchange_Inc_s_21_1_July_10_2026.pdf", "https://www.tsx.com/en/resource/429", "https://www.tsx.com/en/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources/tsx-venture-exchange-corporate-finance-manual/tsxv-corporate-finance-manual-policies" ] }, { "name": "participant_roles", "value": [ { "role": "Members", "responsibility": "Trades are executed through Members and Participating Organizations" }, { "role": "Participating Organizations", "responsibility": "Trades are executed through Members and Participating Organizations" } ], "read_at": "2026-10-31T01:43:48Z", "pages_checked": [ "https://www.tsx.com/en/resource/429", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/D2636CC9415F441BBF5E19555E917CDF.ashx", "https://www.tsx.com/en/resource/184", "https://www.millerthomson.com/en/insights/publications/doing-business-in-canada/canadian-securities-laws-what-foreign-companies-and-investors-need-to-know/", "https://www.tsx.com/ebooks/en/technical-guide-to-listing/", "https://www.tsx.com/en/resource/1465", "https://fcaa.gov.sk.ca/public/CKeditorUpload/Securities/Exemptions/2026/TSX_Venture_Exchange_Inc_s_21_1_July_10_2026.pdf", "https://www.tsx.com/en/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources/tsx-venture-exchange-corporate-finance-manual/tsxv-corporate-finance-manual-policies" ], "source_url": "https://www.tsx.com/en/resource/429", "source_date": "as at March 31, 2026" }, { "name": "market_maker_obligations", "value": "not_found", "read_at": "2026-10-31T01:43:48Z", "pages_checked": [ "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.asc.ca/en/registrant-and-market-regulation/-/media/D2636CC9415F441BBF5E19555E917CDF.ashx", "https://www.tsx.com/en/resource/184", "https://www.millerthomson.com/en/insights/publications/doing-business-in-canada/canadian-securities-laws-what-foreign-companies-and-investors-need-to-know/", "https://www.tsx.com/ebooks/en/technical-guide-to-listing/", "https://www.tsx.com/en/resource/1465", "https://fcaa.gov.sk.ca/public/CKeditorUpload/Securities/Exemptions/2026/TSX_Venture_Exchange_Inc_s_21_1_July_10_2026.pdf", "https://www.tsx.com/en/resource/429", "https://www.tsx.com/en/listings/tsx-and-tsxv-issuer-resources/tsx-venture-exchange-issuer-resources/tsx-venture-exchange-corporate-finance-manual/tsxv-corporate-finance-manual-policies" ] }, { "name": "gates", "value": "not_found", "read_at": "2026-10-31T01:43:38Z", "pages_checked": [ "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-tsx-venture-exchange", "https://www.tsx.com/en/listings/listing-with-us/listing-guides/tsxv-listing-process", "https://www.tsx.com/en/resource/182", "https://www.tsx.com/?lang=en", "https://www.tsx.com/en/resource/3163", "https://www.bcsc.bc.ca/-/media/PWS/Resources/Marketplaces/Exchanges/Recognized_Exchanges/TSX-Venture-Oversight-Review.pdf", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/proposed-and-recent-changes" ], "conflict": { "values": [ { "value": [ { "gate": "Must be a member of a self-regulatory organization (SRO). In Canada, IIROC provides this service", "applies_to": "Participating Organization of TSX, Member of TSXV or Member of TSX Alpha Exchange" }, { "gate": "Must have a CDS clearing account; and/or relationship with clearing facilitator", "applies_to": "Participating Organization of TSX, Member of TSXV or Member of TSX Alpha Exchange" }, { "gate": "Must establish electronic access to TSX and/or TSX Venture Trading Engine", "applies_to": "Participating Organization of TSX, Member of TSXV or Member of TSX Alpha Exchange" }, { "gate": "Complete a Participating Organization/Member Application & Agreement for each desired marketplace" }, { "gate": "Pay the applicable Application Fees + HST" }, { "gate": "Complete trader applications to register each new trader with TSX/V" } ], "source_url": "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "quote": "There are three primary requirements that a firm must meet to become a Participating Organization of Toronto Stock Exchange (TSX), Member of the TSX Venture Exchange or Member of TSX Alpha Exchange:", "source_date": null } ], "reason": "review PARTIAL: **PARTIAL**\n\nThe excerpt directly supports the first three gates (SRO membership, CDS clearing account, and electronic access) but does not explicitly mention the remaining three (application forms, f", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "reference_endpoints", "value": "not_found", "read_at": "2026-10-31T01:43:38Z", "pages_checked": [ "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-tsx-venture-exchange", "https://www.tsx.com/en/listings/listing-with-us/listing-guides/tsxv-listing-process", "https://www.tsx.com/en/resource/182", "https://www.tsx.com/?lang=en", "https://www.tsx.com/en/resource/3163", "https://www.bcsc.bc.ca/-/media/PWS/Resources/Marketplaces/Exchanges/Recognized_Exchanges/TSX-Venture-Oversight-Review.pdf", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/proposed-and-recent-changes" ], "conflict": { "values": [ { "value": [ { "endpoint": "equities.operations@tmx.com", "purpose": "To access the test facilities", "source": "TMX Becoming a Member page" }, { "endpoint": "www.cds.ca", "purpose": "CDS clearing account", "source": "TMX Becoming a Member page" }, { "endpoint": "www.iiroc.ca", "purpose": "self-regulatory organization (SRO) membership", "source": "TMX Becoming a Member page" } ], "source_url": "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "quote": "TMX marketplaces all offer testing environments designed to improve the customer development and testing experience. To access the test facilities, please contact equities.operations@tmx.com", "source_date": null } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt only explicitly supports the first endpoint (*equities.operations@tmx.com* for test facilities). The other two endpoints (*www.cds.ca* and *www.iiroc.ca*) are not mentioned in the", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "settlement_links", "value": "not_found", "read_at": "2026-10-31T01:43:38Z", "pages_checked": [ "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-tsx-venture-exchange", "https://www.tsx.com/en/listings/listing-with-us/listing-guides/tsxv-listing-process", "https://www.tsx.com/en/resource/182", "https://www.tsx.com/?lang=en", "https://www.tsx.com/en/resource/3163", "https://www.bcsc.bc.ca/-/media/PWS/Resources/Marketplaces/Exchanges/Recognized_Exchanges/TSX-Venture-Oversight-Review.pdf", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/proposed-and-recent-changes" ] }, { "name": "change_notices", "value": "not_found", "read_at": "2026-10-31T01:43:51Z", "pages_checked": [ "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-tsx-venture-exchange", "https://www.tsx.com/en/listings/listing-with-us/listing-guides/tsxv-listing-process", "https://www.tsx.com/en/resource/182", "https://www.tsx.com/?lang=en", "https://www.tsx.com/en/resource/3163", "https://www.bcsc.bc.ca/-/media/PWS/Resources/Marketplaces/Exchanges/Recognized_Exchanges/TSX-Venture-Oversight-Review.pdf", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/proposed-and-recent-changes" ], "conflict": { "values": [ { "value": [ { "title": "Housekeeping amendments to TSXV Rule Book", "description": "(i) revise the timing of the Buy-In process, and (ii) reflect that the Canadian Investment Regulatory Organization is the successor of the Investment Industry Regulatory Organization of Canada", "publication_date": "August 31, 2026" }, { "title": "Housekeeping amendments to TSX Rule Book", "publication_date": "August 27, 2026" }, { "title": "Proposed Amendments to the Must Be Filled Order Type", "publication_date": "August 13, 2026" }, { "title": "Notice of Approval - Dark Order types on Alpha Classic", "publication_date": "June 25, 2026" }, { "title": "TSXV - Notice of Approval to the Market on Open Auction", "publication_date": "September 18, 2025" }, { "title": "Housekeeping Amendments to TSX Venture Exchange Rule Book", "description": "to conform to a move by the Canadian securities industry to a cycle where settlement occurs one trading day after the trade date", "publication_date": "March 21, 2024" } ], "source_url": "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/proposed-and-recent-changes", "quote": "Housekeeping amendments to the TSXV Rule Book to: (i) revise the timing of the Buy-In process, and (ii) reflect that the Canadian Investment Regulatory Organization is the successor of the Investment Industry Regulatory Organization of Canada.", "source_date": "August 31, 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt supports only the first claimed value (\"Housekeeping amendments to TSXV Rule Book\") with its description and publication date (August 31, 2026). The other claimed values are eithe", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "sources", "value": [ "The BC Securities Commission has the statutory power to recognize exchanges, allowing them to operate and setting out the terms and conditions under which they are regulated." ], "read_at": "2026-10-31T01:43:51Z", "pages_checked": [ "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "https://www.tsx.com/en/trading/accessing-our-markets/becoming-a-member", "https://nssc.novascotia.ca/before-you-invest/understanding-stock-market-and-its-purpose-tsx-venture-exchange", "https://www.tsx.com/en/listings/listing-with-us/listing-guides/tsxv-listing-process", "https://www.tsx.com/en/resource/182", "https://www.tsx.com/?lang=en", "https://www.tsx.com/en/resource/3163", "https://www.bcsc.bc.ca/-/media/PWS/Resources/Marketplaces/Exchanges/Recognized_Exchanges/TSX-Venture-Oversight-Review.pdf", "https://resourcehub.bakermckenzie.com/en/resources/cross-border-listings-guide/north-america/tsx-venture-exchange/topics/overview-of-exchange", "https://www.tsx.com/en/trading/toronto-stock-exchange/trading-rules-and-regulations/proposed-and-recent-changes" ], "source_url": "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges", "source_date": "August 10, 2012" }, { "name": "venue_mic", "value": "not_found", "read_at": "2026-10-31T01:35:24Z", "pages_checked": [ "https://www.iso20022.org/sites/default/files/ISO10383_MIC/ISO10383_MIC.csv" ] }, { "name": "venue_identity", "value": "not_found", "read_at": "2026-10-31T01:43:53Z", "pages_checked": [ "https://thecse.com/about/about-us/", "https://www.cse-cst.gc.ca/en/accountability/transparency/reports/identity-access-management", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-binder-associate-minister-national-defence/communications-security-establishment-101.html", "https://www.cse-cst.gc.ca/en/corporate-information", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-package-minister-national-defence/communications-security-establishment-canada.html", "https://thecse.com/investor-resources/", "https://sencanada.ca/Content/Sen/Committee/451/BANC/briefs/2026-03-12_Overview_Carleton_e.pdf", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/canadian-securities-exchange-cse-rule-review-notices", "https://thecse.com/trading/trading-resources/", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges" ] }, { "name": "venue_scope", "value": "not_found", "read_at": "2026-10-31T01:43:53Z", "pages_checked": [ "https://thecse.com/about/about-us/", "https://www.cse-cst.gc.ca/en/accountability/transparency/reports/identity-access-management", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-binder-associate-minister-national-defence/communications-security-establishment-101.html", "https://www.cse-cst.gc.ca/en/corporate-information", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-package-minister-national-defence/communications-security-establishment-canada.html", "https://thecse.com/investor-resources/", "https://sencanada.ca/Content/Sen/Committee/451/BANC/briefs/2026-03-12_Overview_Carleton_e.pdf", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/canadian-securities-exchange-cse-rule-review-notices", "https://thecse.com/trading/trading-resources/", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges" ], "conflict": { "values": [ { "value": { "regulators": [ "Ontario Securities Commission (OSC)", "British Columbia Securities Commission (BCSC)" ], "jurisdiction": "operates nationally through applicable rulings and exemption orders from the other securities regulatory authorities", "listed_securities": "over 800 listed securities" }, "source_url": "https://thecse.com/investor-resources/", "quote": "It is recognized and regulated by both the Ontario Securities Commission (OSC) and the British Columbia Securities Commission (BCSC) and operates nationally through applicable rulings and exemption orders from the other securities regulatory authorities.", "source_date": null } ], "reason": "review UNSUPPORTED: SUPPORTED, the excerpt explicitly confirms all claimed details: regulators (OSC, BCSC), national operation via rulings/exemption orders, and over 800 listed securities.", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "rules_page", "value": "not_found", "read_at": "2026-10-31T01:43:53Z", "pages_checked": [ "https://thecse.com/about/about-us/", "https://www.cse-cst.gc.ca/en/accountability/transparency/reports/identity-access-management", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-binder-associate-minister-national-defence/communications-security-establishment-101.html", "https://www.cse-cst.gc.ca/en/corporate-information", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-package-minister-national-defence/communications-security-establishment-canada.html", "https://thecse.com/investor-resources/", "https://sencanada.ca/Content/Sen/Committee/451/BANC/briefs/2026-03-12_Overview_Carleton_e.pdf", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/canadian-securities-exchange-cse-rule-review-notices", "https://thecse.com/trading/trading-resources/", "https://www.bcsc.bc.ca/industry/marketplaces-sros-market-infrastructure/marketplaces/exchanges" ], "conflict": { "values": [ { "value": { "title": "CSE Trading Rules", "url": "https://thecse.com/trading/trading-resources/", "rules": [ "Rule 1 Interpretation & General Provisions", "Rule 2 CSE Dealers", "Rule 3 Governance of Trading", "Rule 4 Trading of Securities", "Rule 5 Clearing & Settlement", "Rule 6 Reports", "Rule 7 Investigations & Enforcement", "Rule 8 Application of UMIR", "Rule 9 Reporting Trades", "Rule 11 Trading of Alternative Market Securities", "Rule 12 Access by DEA Clients" ] }, "source_url": "https://thecse.com/trading/trading-resources/", "quote": "Rule 4 Trading of Securities Feb 19, 2026", "source_date": "Feb 19, 2026" } ], "reason": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the existence of \"Rule 4 Trading of Securities\" and its title, but the supporting quote (\"Feb 19, 2026\") is only partially validated—it matches the date in the excerpt, b", "selection_rule": "none — unresolved (BOOK-02 records, does not resolve)" } }, { "name": "halts", "value": "not_found", "read_at": "2026-10-31T01:43:53Z", "pages_checked": [ "https://thecse.com/about/about-us/", "https://www.cse-cst.gc.ca/en/accountability/transparency/reports/identity-access-management", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-binder-associate-minister-national-defence/communications-security-establishment-101.html", "https://www.cse-cst.gc.ca/en/corporate-information", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-package-minister-national-defence/communications-security-establishment-canada.html", 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"pages_checked": [ "https://thecse.com/about/about-us/", "https://www.cse-cst.gc.ca/en/accountability/transparency/reports/identity-access-management", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-binder-associate-minister-national-defence/communications-security-establishment-101.html", "https://www.cse-cst.gc.ca/en/corporate-information", "https://www.canada.ca/en/department-national-defence/corporate/reports-publications/proactive-disclosure/welcome-package-minister-national-defence/communications-security-establishment-canada.html", "https://thecse.com/investor-resources/", "https://sencanada.ca/Content/Sen/Committee/451/BANC/briefs/2026-03-12_Overview_Carleton_e.pdf", "https://www.osc.ca/en/industry/market-regulation/marketplaces/exchanges/recognized-exchanges/canadian-securities-exchange-cse-rule-review-notices", "https://thecse.com/trading/trading-resources/", 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- Public Interest Rule Amendments – Proposed Amendments to CSE Listing Policies", "published": "2026-07-30" }, { "title": "Canadian Securities Exchange - Significant Changes Subject to Public Comment - Introduction of CSE2 Odd Lot Liquidity Allocating (OLLA) Order Type - Notice of Approval", "published": "2026-03-26" }, { "title": "Canadian Securities Exchange - Notice of Housekeeping Rule Amendments - Housekeeping Amendments to CSE Trading Rules", "published": "2026-02-19" }, { "title": "Canadian Securities Exchange - Proposed Amendments - Private Market Making Arrangements - Notice and Request for Comments", "published": "2025-11-13" }, { "title": "Canadian Securities Exchange - Significant Change Subject to Public Comment - Introduction of CSE Market-on-Close - Notice of Approval", "published": "2024-08-01" }, { "title": "Canadian Securities Exchange - Notice of Housekeeping Rule Amendments to CSE Trading Rule 5", "published": "2024-05-02" } ], "source_url": 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"authorized_by": "Canadian Securities Administrators (the \"CSA\")", "lead_regulator": "Ontario Securities Commission (the \"OSC\")", "regulation_services_provider": "Canadian Investment Regulatory Organization (\"CIRO\")" }, "read_at": "2026-10-31T01:44:01Z", "pages_checked": [ "https://www.cboe.com/ca/equities/regulation/", "https://ir.cboe.com/news/news-details/2023/CBOE-CANADA-ANNOUNCES-PLANNED-UNIFICATION-OF-ITS-CANADIAN-OPERATIONS/default.aspx", "https://cdn.cboe.com/resources/membership/cboe-canada-member-agreement-en.pdf", "https://cdn.cboe.com/resources/membership/Cboe_Canada_Sponsored_User_Welcome_Letter-EN.pdf", "https://www.sec.gov/Archives/edgar/data/1374310/000162828026010013/cboe-20251231.htm", "https://ir.cboe.com/news/news-details/2025/Cboe-Canada-Completes-Technology-Migration/default.aspx", "https://www.cboe.com/global-disclaimers/", "https://www.osc.ca/en/securities-law/orders-rulings-decisions/cboe-canada-inc-and-cboe-global-markets-inc-ss-21-144", 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Dissemination, Halt Time (ET): 11:45AM" } ], "read_at": "2026-10-31T01:44:01Z", "pages_checked": [ "https://www.cboe.com/markets/ca/equities/securities/NVON/news/8505442104080110/", "https://www.cboe.com/ca/equities/regulation/", "https://ir.cboe.com/news/news-details/2023/CBOE-CANADA-ANNOUNCES-PLANNED-UNIFICATION-OF-ITS-CANADIAN-OPERATIONS/default.aspx", "https://cdn.cboe.com/resources/membership/cboe-canada-member-agreement-en.pdf", "https://cdn.cboe.com/resources/membership/Cboe_Canada_Sponsored_User_Welcome_Letter-EN.pdf", "https://www.sec.gov/Archives/edgar/data/1374310/000162828026010013/cboe-20251231.htm", "https://ir.cboe.com/news/news-details/2025/Cboe-Canada-Completes-Technology-Migration/default.aspx", "https://www.cboe.com/global-disclaimers/", "https://www.osc.ca/en/securities-law/orders-rulings-decisions/cboe-canada-inc-and-cboe-global-markets-inc-ss-21-144", "https://www.cboe.com/about/hours/canadian-equities/" ], "source_url": 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"https://www.cboe.com/about/hours/canadian-equities/" ], "conflict": { "values": [ { "value": [ { "session": "Pre-Open (Cboe Canada Listed Securities)", "NEO-L": "7:00am–9:30am", "NEO-D": "7:00am–9:30am", "MATCHNow": "7:00am–9:30am" }, { "session": "Opening Call", "NEO-L": "9:30am" }, { "session": "Continuous Trading (Cboe Canada Listed Securities)", "NEO-L": "9:30am–4:00pm", "NEO-N": "8:00am–5:00pm", "NEO-D": "9:30am–4:00pm", "Cross Facility": "8:00am–5:00pm", "MATCHNow": "9:30am–4:00pm" }, { "session": "Closing Call", "NEO-L": "4:00pm" }, { "session": "Extended Trading", "NEO-L": "4:00pm-5:00pm" }, { "holiday": "New Year's Day", "date": "January 1" }, { "holiday": "Family Day", "date": "February 16" }, { "holiday": "Good Friday", "date": "April 3" }, { "holiday": "Victoria Day", "date": "May 18" }, { "holiday": "Canada Day", "date": "July 1" }, { "holiday": "Civic Holiday", "date": "August 3" }, { "holiday": "Labour Day", "date": "September 7" }, { "holiday": "National Day for Truth 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Exchange (junior issuers) and supports the jurisdiction bindings related to OSC recognitio", "rules_page": "verified · date on-page (reader)", "halts": "verified but undated — the source bears no date (order: source_date or not_found)", "calendar": "not stated on the pages read", "clearing_house": "verified but undated — the source bears no date (order: source_date or not_found)", "participant_roles": "verified · date Last-Modified", "market_maker_obligations": "not stated on the pages read", "gates": "verified but undated — the source bears no date (order: source_date or not_found)", "reference_endpoints": "verified but undated — the source bears no date (order: source_date or not_found)", "settlement_links": "review PARTIAL: PARTIAL\n\nThe excerpt lists recognized marketplaces for CDSX settlement but does not explicitly confirm the exact list of \"approved_sources_of_exchange_trades\" (e.g., \"Alpha Exchange Inc\" is mentioned ", "change_notices": "verified · date on-page (reader)", "sources": "verified but undated — the source bears no date (order: source_date or not_found)" }, "TSXV": { "venue_identity": "verified · date Last-Modified", "venue_scope": "review PARTIAL: PARTIAL\n\nThe excerpt explicitly states *\"TSXV will carry on exchange activities in Canada\"*, which directly supports the \"scope\" claim. However, the \"venue\" claim (\"TSX Venture Exchange Inc.\") is not ", "rules_page": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the title (\"TSX Venture Exchange Rule Book\") and the effective date (\"September 14, 2026\"), but the URL's validity cannot be verified from the provided excerpt alone.", "halts": "verified · date on-page (reader)", "calendar": "not stated on the pages read", "clearing_house": "not stated on the pages read", "participant_roles": "verified · date on-page (reader)", "market_maker_obligations": "not stated on the pages read", "gates": "review PARTIAL: **PARTIAL**\n\nThe excerpt directly supports the first three gates (SRO membership, CDS clearing account, and electronic access) but does not explicitly mention the remaining three (application forms, f", "reference_endpoints": "review PARTIAL: PARTIAL\n\nThe excerpt only explicitly supports the first endpoint (*equities.operations@tmx.com* for test facilities). The other two endpoints (*www.cds.ca* and *www.iiroc.ca*) are not mentioned in the", "settlement_links": "verified but undated — the source bears no date (order: source_date or not_found)", "change_notices": "review PARTIAL: PARTIAL\n\nThe excerpt supports only the first claimed value (\"Housekeeping amendments to TSXV Rule Book\") with its description and publication date (August 31, 2026). The other claimed values are eithe", "sources": "verified · date on-page" }, "CSE": { "venue_identity": "verified but undated — the source bears no date (order: source_date or not_found)", "venue_scope": "review UNSUPPORTED: SUPPORTED, the excerpt explicitly confirms all claimed details: regulators (OSC, BCSC), national operation via rulings/exemption orders, and over 800 listed securities.", "rules_page": "review PARTIAL: PARTIAL\n\nThe excerpt confirms the existence of \"Rule 4 Trading of Securities\" and its title, but the supporting quote (\"Feb 19, 2026\") is only partially validated—it matches the date in the excerpt, b", "halts": "not stated on the pages read", "calendar": "not stated on the pages read", "clearing_house": "not stated on the pages read", "participant_roles": "verified but undated — the source bears no date (order: source_date or not_found)", "market_maker_obligations": "not stated on the pages read", "gates": "verified · date on-page (reader)", "reference_endpoints": "verified but undated — the source bears no date (order: source_date or not_found)", "settlement_links": "verified · date on-page (reader)", "change_notices": "review PARTIAL: PARTIAL\n\nThe excerpt supports some of the claimed values (e.g., the titles and dates for the 2026-07-30, 2026-03-26, 2026-02-19, 2025-11-13, and 2024-08-01 notices), but it does not include the 2024-0", "sources": "verified but undated — the source bears no date (order: source_date or not_found)" }, "CBOE-CANADA": { "venue_identity": "verified · date on-page", "venue_scope": "verified · date on-page", "rules_page": "verified · date on-page", "halts": "verified · date on-page (reader)", "calendar": "review PARTIAL: PARTIAL\n\nThe page excerpt supports most of the claimed trading hours and holidays, but the claimed value for \"Extended Trading\" (4:00pm–5:00pm) is only explicitly listed for **NEO-L** in the excerpt, ", "clearing_house": "verified · date on-page (reader)", "participant_roles": "verified · date on-page (reader)", "market_maker_obligations": "not stated on the pages read", "gates": "verified · date on-page (reader)", "reference_endpoints": "verified · date on-page (reader)", "settlement_links": "verified · date on-page (reader)", "change_notices": "verified · date on-page (reader)", "sources": "verified · date on-page" } } } }, "signature": { "alg": "EdDSA", "kid": "allooloo-eco-2026-10", "protected": "eyJhbGciOiJFZERTQSIsImtpZCI6ImFsbG9vbG9vLWVjby0yMDI2LTEwIn0", "signature": "VoDrT-gHcUxYunmkVZTsfx4ozG1YIKM54tmJ59JLi19dYy65pG217rrVNcPqUHICqRSS8n4gGaI1oDOShma9Cw", "jwks": "https://mcp.ca-cm-kg.ai/.well-known/jwks.json", "over": "base64url(protected) + '.' + base64url(canonical JSON of the file without signature: keys sorted, compact)" } }